AML & KYC Policy

1. Purpose of This Policy

This Anti-Money Laundering (AML) and Know Your Customer (KYC) Policy outlines how StockSwiff prevents illegal activities such as money laundering, terrorist financing, and fraud.

2. Regulatory Commitment

StockSwiff is committed to complying with applicable AML, CTF, and KYC laws and regulations in all jurisdictions where we operate.

3. Know Your Customer (KYC)

To access certain services, users may be required to complete identity verification. This may include:

• Government-issued identification
• Proof of address
• Biometric or liveness checks

4. Customer Due Diligence (CDD)

We apply risk-based customer due diligence measures to assess user risk profiles and monitor activity on the platform.

5. Enhanced Due Diligence (EDD)

In higher-risk cases, StockSwiff may require additional verification steps or documentation to ensure compliance.

6. Transaction Monitoring

All transactions are monitored using automated and manual systems to detect suspicious or unusual activity.

7. Suspicious Activity Reporting

Where required by law, suspicious transactions may be reported to relevant authorities without prior notice to the user.

8. Record Keeping

We maintain records of user identification and transactions for the period required by applicable regulations.

9. User Obligations

Users must provide accurate and up-to-date information and must not use StockSwiff for unlawful purposes.

10. Account Restrictions

StockSwiff reserves the right to suspend, restrict, or terminate accounts that fail to meet AML/KYC requirements.

11. Policy Updates

This AML & KYC Policy may be updated periodically to reflect regulatory changes or internal controls.

12. Contact

For AML or compliance-related inquiries, contact compliance@stockswiff.com.